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Securities Investor Protection Corporation
Results: 794

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211	ASIA PACIFIC EQUITY RESEARCH: FULL-TIME ANALYST The Equity Research department provides in-depth analysis of companies, industries and markets to assess the investment outlook in equities. It collects and analyzes finan Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:19 Finance House of Morgan Morgan Stanley Financial statement analysis Citigroup Securities Investor Protection Corporation Industry analyst Financial analyst Investment Financial economics Primary dealers
212	[removed]MKT Business Owner Checklist ED0115 M1.indd Add to Reading List Source URL: www.morganstanleyfa.com Language: English - Date: 2015-02-19 18:07:30 Employment compensation Morgan Stanley Financial adviser Securities Investor Protection Corporation Employee benefit Financial economics Investment Finance
213	Statement Of Sharon Y. Bowen, Acting Chair Securities Investor Protection Corporation Before the Capital Markets and Government Sponsored Enterprises Subcommittee Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-07 10:20:49 Securities Investor Protection Act MF Global Finance Economics U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Investment Securities Investor Protection Corporation Financial economics
214	SECURITIES INVESTOR PROTECTION ACT OF[removed]U.S.C. §78aaa-lll, as amended through July 22, 2010 * §78aaa. §78bbb. §78ccc. Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:39 Securities Investor Protection Corporation Securities Investor Protection Act Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Bankruptcy in the United States Financial economics Financial regulation Investment
215	Statement Of Stephen P. Harbeck President and Chief Executive Officer To The House Financial Services Committee Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-06 13:52:42 Late-2000s financial crisis Madoff investment scandal Investment Securities Investor Protection Corporation Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act MF Global Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Business
216	WESTPORT RESOURCES INVESTMENT SERVICES, INC. 55 GREENS FARMS ROAD WESTPORT, CT[removed]SEC Rule 606 Order Routing Disclosure Introduction Add to Reading List Source URL: www.westportresources.com Language: English - Date: 2015-01-28 12:14:30 Financial markets Stock market Economy of the United States Self-regulatory organizations Securities Investor Protection Corporation Order Financial Industry Regulatory Authority Electronic communication network Payment for order flow Financial economics Finance Investment
217	For the Record – June 1, 2012 Attributable to Amanda Remus, Public Relations Liaison for the SIPA Trustee & Counsel The Madoff Recovery Initiative was the subject of a recent “Dealbook” column by Andrew Ross Sorkin Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2012-07-13 18:02:08 Economics Bernard Madoff Securities Investor Protection Corporation Irving Picard Jeffry Picower Bankruptcy Recovery of funds from the Madoff investment scandal Participants in the Madoff investment scandal Madoff investment scandal Finance Business
218	PROGRESSIVE ASSET MANAGEMENT NOTICE OF PRIVACY POLICY AND FINRA PUBLIC DISCLOSURE STATEMENT Dear Valued Client: Progressive Asset Management considers the confidentiality of client information a top priority. At this tim Add to Reading List Source URL: www.progressiveassetmanagement.com Language: English - Date: 2013-08-28 14:26:09 Financial economics Financial Industry Regulatory Authority United States securities law Securities Investor Protection Corporation Internet privacy Privacy Business Investment Self-regulatory organizations Ethics
219	APEX CLEARING CORPORATION AND/OR BROKER DEALERS FOR WHICH IT CLEARS CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENT This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2014-11-04 18:23:40 Business Securities Investor Protection Corporation Securities Exchange Act Broker-dealer Short Deposit account Security Settlement Margin Financial economics Finance Financial markets
220	Securities Investor Protection Add to Reading List Source URL: sipc.org Language: English - Date: 2010-03-25 12:58:32 Securities Investor Protection Corporation Financial system Securities Investor Protection Act Financial Industry Regulatory Authority Securities lending U.S. Securities and Exchange Commission Broker-dealer Recovery of funds from the Madoff investment scandal Financial economics Finance Investment

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